November 3rd, 2010 Asset Management Thought Leadership Symposium Overview
The Regulatory Compliance Association Presents:
Asset Management Thought Leadership Symposium™
Location: Marriott Marquis, New York, NY
Time: Wednesday, November 3rd, 2010
Date: 8:00 AM – 6:30 PM
The forces of world wide Financial Regulatory Reform (Dodd-Frank, AFIM), market turmoil, industry consolidation and escalating allocator demands shall create a new paradigm for the Asset Management industry.
While the outcome and ultimate fall out created by this cataclysmic vortex presents great uncertainty…preparation is paramount to hurdling the challenges and seizing the emerging opportunities.
Specifically, select sections of Dodd-Frank, such as the Private Funds Investment Advisers Registration Act, will directly target hedge funds, private equity, investment advisers, investment companies and others, as well as impact various financial instruments and markets such as derivatives.
More importantly, the breadth of the sweeping regulatory reform shall create an escalating impact upon Prime Brokers, Administrators, Auditors and other industry participants which shall produce an array of implications for Asset Managers.
Consequently, the scrutiny placed upon Asset Managers shall continue to intensify from counterparties, auditors, regulators, allocators and other constituencies.
Moreover, Institutional Investor requirements continue to escalate. Large Asset Owners favor firms who have superior processes and practices relative to regulatory compliance, risk management, operations, reporting and governance.
To examine and evaluate the challenges and opportunities, the Regulatory Compliance Association with its Endowing Partners proudly presents the Asset Management Thought Leadership Symposium™.
The Speaking Faculty, comprised exclusively of professors from the CCO University, shall explore and evaluate how the forces of Pro-Regulation™, transition and escalating Institutional Investor requirements will reshape the industry landscape.
Event Partners
Event Sponsors
For more information please call 800-306-6133 or you may register by clicking here.
