Overview

The new era of “Pro-Regulation”™ shall significantly intensify regulatory scrutiny.  Specifically, the regulators shall evaluate the “regulatory compliance” skill sets of the firm’s legal, operations, risk and compliance personnel.  Consequently professional development in regulatory compliance through accredited post secondary education shall become paramount.

Additionally, the regulatory rules require that the Chief Compliance Officer develop a comprehensive compliance training program for their firm.

Moreover, the new historic budgetary allocations granted to the SEC, and the revolutionary restructuring of the Enforcement Division will place Asset Managers directly in the cross hairs.

The RCA's member benefits section delivers an all-inclusive platform for post secondary, executive education in regulatory compliance and risk governance.

Consequently, regulators, investors and other constituencies shall realize that your firm’s personnel stand at the forefront of compliance and risk governance process and practice.  These accredited, post secondary executive education resources include:

OUTREACH SERIES
These monthly 1.5 to 2 hour sessions, feature a timely and relevant topic in regulatory compliance or risk governance and supply comprehensive coverage regarding the process and practice related to the subject area.  According to Ernst & Young's latest study, such professional development positions your firm and its personnel ahead of the curve.

SUMMITS & SYMPOSIA
The RCA provides access to the select lecture materials and audio from the various RCA Summits and Symposia.

CCO FOR HIRE REGISTRY
A key tool to due diligence unlicensed compliance practitioners when your firm conducts a search for a compliance officer or consultant. (For more information reference the CCO for Hire section.)

CHIEF COMPLIANCE OFFICER UNIVERSITY
The CCO University offers the most widely recognized, comprehensive curriculum in Regulatory Compliance and Risk Governance.  The curriculum spans over 35 courses with 425 hours of class work, including text books, lecture, interactive exercises and final examinations.

Graduates obtain the Master's Certificate in Regulatory Compliance, and qualify to receive the Certified Compliance Officer designation.

Enrollment in the CCO University demonstrates to regulators that your firm’s personnel possess a superior knowledge base, skill sets and core competencies in the 18 Regulatory Compliance practice areas.
 
For more information on the CCO University please visit ccouniversity.org.