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CCO FOR HIREsm REGISTRY

Advisers and Managers devote a tremendous amount of time, effort, commitment and focus to serve the interests of their clients and investors.


A firm must acquire the resources to:

  • Maintain and update the Firm's compliance policies and procedures.
  • Perform the daily compliance duties and responsibilities.
  • Deal with the SEC/NFA during a surprise sweep audit or comprehensive examination.

The RCA recognized this dilemma and developed the CCO for HireSM Registry.


The CCO for Hire Registry provides Managers with the easiest way to find a CCO or compliance resource.


Advisers and Managers may search based upon various criteria, including background, core competencies, skill sets, bill rates and geographic presence.
 
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